FAH FMR Connect at Reception

Alumni, students, faculty, advisory board members and staff of the Financial Market Regulation Program joined the Financial Analyst Honors Program for the fifth alumni FAH reception. The FMR program recently moved under the wing of the School of Business.

The event not only presented an opportunity to connect students and alumni, it offered a panel discussion on careers in financial market regulation. After the event, the Financial Industry Regulatory Authority offered an information session regarding careers at their organization. As a result of the discussions, many Financial Analyst Honors students chose to add a Financial Market regulation major or minor to their academic programs.


Above: DeForest Hinman ’05, Director of Research for Walthausen, Associate Professor of Finance Rita Biswas, Financial Market Regulation Advisory Council member Stacie Hartman, partner at Schiff Hardin, student Dazhi Su ’16, Financial Market Regulation Advisory Council member Mike Stone, Adjunct Professor of Law at the Samuel and Ronnie Heyman Center on Corporate Governance, Distinguished Teaching Professor David McCaffrey, and Lewis Wiener ’84, Corporate Defense Attorney and Chair, Financial Services Litigation Group at Sutherland Asbill & Brennan.


Above: Kathryn Pendergast ’13, Compliance Examiner at FINRA, Jesse Johnson ’11, Associate Financial Representative at Northwestern Mutual, Ron Benson ’12, Examiner at FINRA and Basil Swaby ’12, Examiner at FINRA present career options to students attending the reception.