% LaTeX \documentclass[leqno]{article} \usepackage[utf8]{inputenc} \usepackage{url} \usepackage{graphicx} \usepackage{amsmath} \usepackage{amssymb} \usepackage{amsfonts} \usepackage{bm} \usepackage{gellmu} \usepackage[margin=100bp,nohead]{geometry} \setlength{\parskip}{6bp} \setlength{\parindent}{0bp} \pagestyle{plain} \thispagestyle{empty} \setlength{\headheight}{0bp} \setlength{\headsep}{0bp} \setlength{\topmargin}{-36bp} \setlength{\textheight}{704bp} \title{Topics in Algebraic Geometry (Math 825)\\[0.25\baselineskip] Introduction to Schemes\\[0.25\baselineskip] Outline with Comments} \setcounter{secnumdepth}{1} \newlength{\centerskip} \setlength{\centerskip}{\topsep} \newcommand{\hsf}{\hspace*{\fill}} \newcommand{\tdbc}[1]{\hsf\textbf{#1}\hsf} \newenvironment{menulist}{ \begin{list}{}{ \setlength{\topsep}{0bp} \setlength{\labelwidth}{0.03\linewidth} \setlength{\leftmargin}{0.06\linewidth} \setlength{\itemindent}{0bp} \setlength{\itemsep}{-6bp} \setlength{\parsep}{6bp}} }{\end{list}} \newenvironment{Menulist}{ \begin{list}{}{ \setlength{\topsep}{0bp} \setlength{\labelwidth}{0.03\linewidth} \setlength{\leftmargin}{0.06\linewidth} \setlength{\itemindent}{0bp} \setlength{\itemsep}{3bp} \setlength{\parsep}{6bp}} }{\end{list}} \newenvironment{toclist}{\normalsize \begin{list}{}{ }}{\end{list}} \newenvironment{Toclist}{\large \begin{list}{}{ }}{\end{list}} \newenvironment{citations}{ \begin{list}{}{ \setlength{\topsep}{0bp} \setlength{\labelwidth}{0bp} \setlength{\leftmargin}{0.04\linewidth} \setlength{\labelsep}{0bp} \setlength{\itemindent}{-0.2\leftmargin} \setlength{\itemsep}{3bp} \setlength{\parsep}{0bp}} }{\end{list}} \begin{document} \begin{center}\LARGE\bfseries{} Topics in Algebraic Geometry (Math 825)\\[0.25\baselineskip] Introduction to Schemes\\[0.25\baselineskip] Outline with Comments \end{center} \begin{center}\large\bfseries{} Spring Semester, 2006 \end{center} \medskip \par{\textbf{Note:} If you found this document through a web search engine, you may not be aware of its other presentation formats\footnote{URI: http://math.albany.edu/math/pers/hammond/course/mat825s2006/}. \ } \section*{1\ \ \label{SU-1}Outline} \begin{description} \item[{Fri.,~May.~5:}] \par{~} A 1949 paper by Andr\'{e} Weil gave evidence for the existence of ``topological cohomology'' in algebraic geometry linked to the notion of zeta function for a non-singular projective algebraic variety defined over a finite field. \ \par{Let \(X\) be a scheme of finite type over \(\mbox{\textbf{Z}}\). \ For each element \(x \in{} X\) the residue field at \(x\) is the fraction field of an algebra of finite type over \(\mbox{\textbf{Z}}\). \ Thus, the residue field at a \textbf{closed} element \(x\) is a field that is an algebra of finite type over \(\mbox{\textbf{Z}}\), i.e., a finite field. \ One defines the \emph{zeta function} of \(X\) by \[ \zeta{}_{X}(s) \ = \ \prod_{x \text{ closed in } X} \frac{1}{1 - N(x)^{-s}} \] where \(N(x) \, = \, \left|\kappa{}(x)\right|\) is the number of elements of the residue field of \(X\) at \(x\). \ (Ignore questions of convergence for now.) When \(X \, = \, \mbox{Spec} \mbox{\textbf{Z}}\), \(\zeta{}_{X}(s)\) is Riemann's zeta function. \ When \(X\) is a scheme of finite type over \(\mbox{\textbf{F}}_{q}\), each residue field at a closed element is a finite extension field of \(\mbox{\textbf{F}}_{q}\), and, therefore, \(N(x) \, = \, q^{d(x)}\) where \(d(x)\) is the extension degree. \ With \(t \, = \, q^{-s}\) one writes \[ \zeta{}_{X}(s) \ = \ Z_{X}(t) \ = \ \prod_{x \text{ closed}} \frac{1}{1 - t^{d(x)}} \] With the condition \(Z_{X}(0) \, = \, 1\) the \(Z\) form of the zeta function is determined by its logarithmic derivative \begin{align*}\frac{d}{dt} \log Z_{X}(t) & \ = \ \sum_{x \text{ closed}} d(x) \frac{t^{d(x)-1}}{1 - t^{d(x)}} \\ {}~ & \ = \ \frac{1}{t} \sum_{r \geq{} 1} \sum_{\left\{\left.x \text{ closed}\,\right|\,d(x) \ = \ r\right\}} r \frac{t^{r}}{1 - t^{r}} \\ {}~ & \ = \ \frac{1}{t} \sum_{r \geq{} 1} r c_{r} \frac{t^{r}}{1 - t^{r}} \\ {}~ & \ = \ \frac{1}{t} \sum_{r \geq{} 1} r c_{r} \sum_{s \geq{} 1} t^{rs} \\ {}~ & \ = \ \frac{1}{t} \sum_{\nu{} \geq{} 1} \sum_{r \text{ divides } \nu{}} r c_{r} t^{\nu{}} \\ {}~ & \ = \ \sum_{\nu{} \geq{} 1} N_{\nu{}} t^{\nu{}-1} \end{align*} where \(c_{r}\) denotes the number of closed elements in \(X\) with \(d(x) \, = \, r\) and \(N_{\nu{}}\) denotes the number of points of \(X\) with values in the degree \(\nu{}\) extension of \(\mbox{\textbf{F}}_{q}\). \ } \par{For a beginning example, when \(X \, = \, \mbox{\textbf{A}}^{n}\), one has \(N_{\nu{}} \, = \, q^{n\nu{}}\), and, therefore, \[ Z_{\mbox{\scriptsize \textbf{A}}^{n}}(t) \ = \ \frac{1}{1-q^{n}t} \ \ \ . \] Of course, \(\mbox{\textbf{A}}^{n}\) is not a projective variety for \(n \geq{} 1\). \ } \par{When \(F\) is a field, the set of \(F\)-valued points of \(\mbox{\textbf{P}}^{n}\) is the disjoint union of \(\mbox{\textbf{A}}^{0}(F), \mbox{\textbf{A}}^{1}(F), \ldots{}, \mbox{\textbf{A}}^{n}(F)\). \ Therefore, \(\mbox{Dlog} Z_{\mbox{\textbf{P}}^{n}}(t)\) (over \(\mbox{\textbf{F}}_{q}\)) is the sum of \(\mbox{Dlog} Z_{\mbox{\scriptsize \textbf{A}}^{j}}(t)\) for \(0 \leq{} j \leq{} n\). \ Hence, \[ Z_{\mbox{\textbf{P}}^{n}}(t) \ = \ \frac{1}{(1 - t) (1 - q t) \ldots{} (1 - q^{n} t)} \ \ \ . \] } \par{For \(\mbox{\textbf{P}}^{1} \times{} \mbox{\textbf{P}}^{1}\), one has \(N_{\nu{}} \, = \, (1 + q^{\nu{}})^{2}\), and, therefore \[ Z_{(\mbox{\textbf{P}}^{1} \times{} \mbox{\textbf{P}}^{1})}(t) \ = \ \frac{1}{(1 - t)(1 - q t)^{2}(1 - q^{2} t)}\ \ \ . \] } \par{For curves of genus \(1\) defined over finite fields, the shape of its \(Z\) function was established before the time of Weil's conjectures. \ For example, in the case of the curve \(E\) given by the Weierstrass equation \(y^{2} \, = \, x^{3} - 2 x\) over the field \(\mbox{\textbf{F}}_{5}\), simply by counting points to see that \(\left|E(\mbox{\textbf{F}}_{5})\right| \, = \, 10\), it is a consequence of the theoretical framework that \(Z(t)\) is the rational function \[ Z_{E}(t) \ = \ \frac{1 + 4 t + 5t^{2}}{(1 - t) (1 - 5t)} \ \ \ . \] } \par{For each of these last examples \(P^{n}\), \(P^{1} \times{} P^{1}\), and \(E\) one may observe that \(Z_{X}(t)\), relative to the field \(\mbox{\textbf{F}}_{q}\) is a rational function in one variable and that: \begin{enumerate} \item the denominator is the product of polynomials whose degrees are the classical topological Betti numbers of the base extension \(X_{\mbox{\textbf{C}}}\) of \(X\) for even dimensions. \ \item the numerator is the product of polynomials whose degrees are the classical topological Betti numbers of the base extension \(X_{\mbox{\textbf{C}}}\) of \(X\) for odd dimensions. \ \item the polynomial factor corresponding to classical cohomology in dimension \(j\) has the form of the characteristic polynomial of a linear endomorphism \(\varphi{}\) of the form \(\mbox{det}(1 - t\varphi{})\) with complex reciprocal roots all of absolute value \(q^{j/2}\). \ \end{enumerate} } \item[{Wed.,~May.~3:}] \par{~} Beyond the theory of curves of genus \(1\) a good bit of what is involved in the study of curves and of complete non-singular varieties in general is studying the group \(\mbox{Div}(X)/\mbox{Div}_{\ell{}}(X)\). \ For curves one has \[ \mbox{Div}_{\ell{}}(X) \subseteq{} \mbox{Div}_{0}(X) \subseteq{} \mbox{Div}(X) \] where the quotient for the second step is the discrete group \(\mbox{\textbf{Z}}\) when \(\mbox{Div}_{0}(X)\) is defined as the group of divisors of degree \(0\). \ It turns out that the quotient for the first step is a complete irreducible group variety of dimension \(g\), and, thus, one cannot study curves in depth without studying varieties of higher dimension. \ \par{For varieties of dimension greater than \(1\), defining the degree of a divisor as the sum of its coefficients will not lead in the right direction. \ One would like a definition of \(\mbox{Div}_{0}(X)\) such that the first step is a complete irreducible variety and the second step a finitely-generated abelian group, but there is no hope with these two conditions that the second step will always be cyclic since for the case \(X \, = \, {\mbox{\textbf{P}}}_{k}^{1} \times{} {\mbox{\textbf{P}}}_{k}^{1}\) one will find that \(\mbox{Div}(X)/\mbox{Div}_{\ell{}}(X) \cong{} \mbox{\textbf{Z}} \times{} \mbox{\textbf{Z}}\). \ } \par{For the purpose of gaining insight about \(\mbox{Div}(X)/\mbox{Div}_{\ell{}}(X)\) in the theory of curves while at the same time beginning to understand what might be required for defining \(\mbox{Div}_{0}(X)\) when \(\mbox{dim}(X) > 1\), consider what is available with transcendental methods when \(k \, = \, \mbox{\textbf{C}}\). \ Complex exponentiation provides the short exact sequence of abelian sheaves for the classical (locally Euclidean) topology on \(X\): \[ 0 \rightarrow{} \mbox{\textbf{Z}} \rightarrow{} \mathcal{O}_{\mbox{\scriptsize hol}} \overset{e}{\rightarrow{}} \mathcal{O}_{\mbox{\scriptsize hol}}^{*} \rightarrow{} 0 \] where \(e(f) \, = \, e^{2\pi{} i f}\). \ In the long cohomology sequence the \(0\) stage splits off since \(H^{0}(X, \mathcal{O}_{\mbox{\scriptsize hol}}) \cong{} \mbox{\textbf{C}}\). \ GAGA tells us that coherent module cohomology matches, and although \(\mathcal{O}^{*}\) is certainly not an \(\mathcal{O}\)-module, its \(H^{1}\) in both algebraic and transcendental theories viewed through Czech theory classifies isomorphism classes of invertible coherent modules. \ One has the exact sequence: \[ 0 \rightarrow{} H^{1}(X, \mbox{\textbf{Z}}) \rightarrow{} H^{1}(X, \mathcal{O}_{\mbox{\scriptsize hol}}) \rightarrow{} H^{1}(X, \mathcal{O}_{\mbox{\scriptsize hol}}^{*}) \rightarrow{} H^{2}(X, \mbox{\textbf{Z}})\ \ \ .\] If \(\mbox{dim}(X) \, = \, 1\), then \(H^{2}(X, \mbox{\textbf{Z}}) \cong{} \mbox{\textbf{Z}}\), and one finds that the last map in this sequence, a ``connecting homomorphism'', sends the isomorphism class of an invertible \(\mathcal{O}_{\mbox{\scriptsize hol}}\)-module to its degree. \ Therefore, remembering that \(\mbox{Div}(X)/\mbox{Div}_{\ell{}}(X) \cong{} H^{1}(X, \mathcal{O}^{*})\), one has \[ H^{1}(X, \mathcal{O}_{\mbox{\scriptsize hol}})/H^{1}(X, \mbox{\textbf{Z}}) \cong{} \mbox{Div}_{0}(X)/\mbox{Div}_{\ell{}}(X) \ , \] and, in fact, the left side is the quotient of a \(g\)-dimensional vector space over \(\mbox{\textbf{C}}\) by a lattice. \ Thus, \(\mbox{Div}_{0}(X)/\mbox{Div}_{\ell{}}(X)\) is a \(g\)-dimensional complex torus; it is, moreover, a complete group variety over \(\mbox{\textbf{C}}\). \ } \par{For \(\mbox{dim}(X) > 1\) the kernel of the connecting homomorphism will provide a correct notion of ``degree \(0\)''. \ } \par{For working over an arbitrary algebraically closed field, one sees that something is needed to replace classical cohomology. \ Because constant sheaves are flasque in the Zariski topology, their Zariski-based cohomology cannot be used. \ } \item[{Mon.,~May.~1:}] \par{~} Continuing with the discussion of the previous hour: If \(p, q, r\) are any three points of \(X(k)\), then the triple sum \(p + q + r\), like any point of \(X(k)\) is characterized by the linear equivalence class of the associated one point divisor. \ One has the relation of linear equivalence \[ \left
\equiv{} \left
+ \left + \left + \left + \left + \left + \left \longmapsto{} \varphi{}(D) \ = \ \sum_{p \in{} X(k)} n_{p} p \ , \] which is tautologically a group homomorphism, has the property that \(\varphi{}(D_{1}) \, = \, \varphi{}(D_{2})\) whenever \(D_{1} \equiv{} D_{2}\) (linear equivalence), and further the property that \(o\) is the zero element in \(X(k)\). \ (This is not the strongest statement of this type that can be made.) Addition in \(X(k)\) is defined by observing that since for given \(p, q \in{} X(k)\) the divisor \(\left + \left + \left \right|\). \ It is obvious that this group law on \(X(k)\) is commutative and that \(\varphi{}\) is surjective. \ If \(\mbox{Div}_{0}(X)\) denotes the group of divisors of degree \(0\), then since \(\varphi{}(D) \, = \, \varphi{}(D - (\mbox{deg} D)\left \) -- which generate the free abelian group \(\mbox{Div}(X)\) --, one has for all \(D \in{} \mbox{Div}(X)\) that \[ D - (\mbox{deg} D)\left<0\right> \equiv{} \left<\varphi{}(D)\right> - \left + \left
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