New
Technologies and the Nature of Democratic Discourse:
Inquiries and Issues
Vincent
Price
Annenberg School for Communication
University of Pennsylvania
3620 Walnut Street
Philadelphia, PA 19104-6220
Phone: (215) 573-1963
Fax: (215) 898-2024
E-mail: vprice@asc.upenn.edu
The
advent of the Internet and World Wide Web has produced
some new twists in scholarly debates over the forms
and functions of democratic discourse. Some have
greeted these new forms of interactive communication
with optimistic expectations of an expanded and
more engaged public sphere, by some accounts ushering
in a new age of “teledemocracy” (Arterton, 1987;
Becker & Daryl Slaton, 2000). Certainly the
Internet offers citizens the opportunity to seek
diverse viewpoints and to engage in discussion of
issues with other citizens outside the limiting
confines of their local environments. It also affords
elites new means of interacting with the broader
community. The interest in “wiring” American communities,
investing in new forms of “digital government,”
and fostering “e-democracy” all reflect faith that
the Internet can stimulate new community-building,
civic enrichment, and more responsive governance.
Others are far less sanguine about the capacities
of the Internet to foster political discussion and
heightened civic engagement. Some proponents of
citizen deliberation and the re-building of community
doubt whether the Internet permits the kinds of
political discussion and deliberation necessary
for sound opinion formation (e.g., Fishkin, 2000)
and remain skeptical of the Internet’s capacities
for regenerating America’s declining social capital
(e.g., Putnam, 2000). Others warn that the Internet,
far from encouraging the give-and-take of political
dialogue over shared issues, will instead simply
encourage communication among very like-minded citizens,
producing polarization of opinions, widening gulfs
between extreme sides on public issues, and facilitating
“cybercascades” of unfounded and often false information
that may diffuse rapidly through such enclaves and
serve to support extreme positions (Sunstein, 2001).
Will
the Internet and Worldwide Web serve to advance
or retard democratic discourse? No amount of debate
will resolve such questions, absent careful research.
My modest aim here is to suggest a few key lines
of inquiry. In so doing, I advance several major
themes. First, the main questions presented by the
Internet vis-à-vis democratic discourse are not
new – or put differently, the Internet presents
us with old questions in new terms. The questions
are in fact large and important ones that reside
at the very heart of democratic theory. I argue,
then, for a research agenda that is “about the Internet”
in form but which is about democracy in substance.
Second, I submit that, as we examine the Internet’s
role in shaping democratic discourse, we will need
to remain attentive to the full scope of that discourse
– that is, we will need to consider both micro-level
or “horizontal” communication among citizens as
well as macro-level or “vertical” elite/mass interactions.
My own research to date has tended to focus on the
former, and I think that new communication technologies
open very exciting modes of observation and theory
testing related to citizen discussion; yet we do
well to situate this phenomenon within larger communication
systems linking such discussion to political elites
and institutions responsible for collective decision
making. Finally, I will offer a few methodological
observations. Since the research territory covered
here is heavily normative, empirical research must
successfully conceptualize “quality” in discussion
processes and outcomes, and arrive at acceptable
operational definitions of such concepts, before
much real scientific progress can be made. Also,
because technological changes in communication practice
iterate through, and are strongly influenced by,
a complex pre-existing system of institutional arrangements
and behavioral practices, we should expect only
weak immediate effects. Larger influences will likely
play out over longer periods of time and experience,
and their detection will require careful long-term
monitoring.
What We Mean by “Democratic Discourse”
Democratic
theory is a response to problems of collective judgment
and decision making. In seeking a way of producing
voluntary, coordinated collective action out of
disparate individual choices, liberal philosophers
arrived at the idea of collective decision making
through public discourse, namely, through discussion
and debate among members of the citizenry, under
conditions of openness, fairness, mutual respect,
and concern for the common welfare. How best to
carry out this discourse has long been a matter
of contention: The social-philosophical and empirical
literatures alike indicate an overriding concern
with the soundness of institutions charged with
democratic judgment, the extent to which these judgments
reflect public opinion, and the adequacy of that
public opinion (e.g., Madison, 1788/1966; Bryce,
1888; Lippmann, 1922; Dewey, 1927; Berelson, 1950;
Lazarsfeld, 1957, Habermas, 1962/1989; Yankelovich,
1991; Fiskin, 1995).
Public
discourse has multiple aspects, but in very simple
terms we can identify two central analytic features.
At the macro level, it consists of elite/mass interactions,
embedded in a variety of communication systems that
allow citizens to convey their values, interests
and concerns to elites who act on behalf of the
collective, and which permit elites to learn from,
inform, and persuade their mass constituencies.
The dominant spatial metaphor for such discourse
is vertical, in that communication flows “upward”
and “downward” between large numbers of citizens
and many fewer elites, who are charged to act in
citizens’ best interests. At the micro level, democratic
discourse consists of interactions within and among
smaller groups of citizens, both elites and others
less centrally engaged, across the larger system.
Here the dominant spatial metaphor is horizontal,
in that communication flows between individual citizens
as they talk through problems and possible solutions.
Many
of the most common structural features of democratic
society – parties, interest groups, and the like
– reflect organized means of vertical, elite/mass
communication. Free press systems and open government
are intended to ensure adequate downward flows;
while elections, referenda, polls and the like serve
as means of upward communication. No less critical,
in many theoretical formulations, is horizontal
discussion among citizens, particularly those outside
of elite political circles. In its “participatory”
or “deliberative” variants (e.g., Pateman, 1970;
Barber, 1984; Fishkin, 1991; Gutmann & Thompson,
1996), democratic theory frames discussion as a
vital filtering and refining process that converts
unreflective and impulsive mass preferences into
sound – or at least more coherent and thoughtful
– public opinion (Fishkin, 2000). Discussion theoretically
allows citizens to voice disagreements, creates
opportunities to reconsider initial inclinations,
and ideally fosters understanding of alternative
perspectives and viewpoints (Arendt, 1958; Habermas,
1962/1989, 1981/1984; Gutmann & Thompson, 1996).
Without adequate internal debate and discussion,
the public will have little of value to contribute
to self-governance; moreover, without sufficient
internal discussion the public loses its sovereignity.
Participatory democratic theory in general and deliberative
democracy theories in particular have emerged in
tandem with a multi-faceted critique of contemporary
social and political life. Critics point to a disengaged
citizenry that rarely musters the interest to follow
public issues carefully, much less to sort out its
ideas through active discussion and debate. Mass
media have transformed politics into a kind of spectator
sport; and increasingly prominent opinion polls
and popular referenda are seen as merely amplifying
defective opinion formed without any meaningful
public debate. The upshot is that the citizenry
has been converted into a body that consumes political
views disseminated by elites through the mass media,
rather than an autonomous, deliberating body that
discovers its own views through conversation (Mills,
1956; Habermas, 1962/1989; Ginsberg, 1986; Fishkin,
1991). The fundamental concern is that the system
is out of balance: Vertical communication, particularly
downward, dominates. Stimulating and engaging the
citizenry have thus figured heavily in proposals
for revitalizing a supposedly moribund American
electorate. The hope is for a “reawakening” through
discussion and deliberation (Gastil, 2000). When
citizens come together to deliberate issues of common
concern, they hypothetically form attitudes and
norms that are supportive of engagement, such as
social trust and efficacy. They become empowered
(e.g., Warren, 1992; Gutmann & Thompson, 1996).
Micro-Level Lines of Inquiry
Testing
putative values ascribed to discussion and disagreement
by participatory democratic theorists. Internet
technologies offer us with new and powerful means
to test some central propositions related to participatory
democratic theories. The theoretical notion that
citizen discussion improves opinion quality and
fosters civic engagement has tremendous currency
and is time-honored. Yet one might challenge both
propositions for good reasons. Group discussion
has certainly been known to produce undesired collective
outcomes, such as opinion polarization and shifts
of opinion in new and risky directions (see reviews
by Brown, 2000; Sunstein, 2001). The long history
of small-group decision-making research, dating
to Asch’s experimental studies of conformity (e.g.,
1951), is largely one of concern about social-normative
pressures that can subvert sound judgment. Similar
worries surface in public opinion research as well,
as in studies of the way people holding unpopular
views can become reticent, fearing social isolation,
embarrassment or harassment for their views (Noelle-Neumann,
1984; MacKuen, 1990). These features of group discussion
call into question claims of superiority for opinion
grounded in deliberation. Similarly, expectations
of invigoration and increased engagement owing to
discussion may be unfounded as well. Disagreement
– a much-valued feature of citizen deliberation
– may be fundamentally uncomfortable for citizens,
particularly those uncertain of their views and
feeling ill-equipped to defend them (Sanders, 1997;
Schudson, 1997). People may take political disagreement
personally (Pin, 1985). So, instead of fostering
mutual respect and trust and stimulating additional
forays into political action, discussion could as
easily lead to withdrawal.
Empirical evidence bearing on the matter is embarrassingly
limited. Although numerous surveys find that people
who discuss pubic affairs are more attentive to
media messages, more knowledgeable about politics,
and more politically involved than their peers (e.g.,
Robinson & Levy, 1986 Weimann, 1982; La Due
Lake and Huckfeldt, 1998; McLeod et al., 1999),
it is very difficult to sort out whether discussion
is a causal factor or merely one of myriad “symptoms”
of good citizenship. Survey-based measures of political
conversation, despite their many demonstrated utilities
(e.g., Huckfeldt & Sprague, 1995) are of limited
value in trying to tease out such causal connections.
Some recent studies have directly engaged citizens
in discussion – for example, the “deliberative polls”
conducted by Fishkin and others – and have indicated
significant learning effects and some short-term
increases in perceived political efficacy (Fishkin
& Luskin, 1999). However, most research has
tended toward simple input-output models of deliberation
effects and has not tested, for example, whether
exposure to disagreement in particular has any of
the putative benefits it has been accorded. Needed
is research that examines closely patterns of interaction
and the substance of exchanges taking place when
people talk politics, and which then links those
patterns to putative benefits (e.g., more stable
and informed opinions, recognition of other’s points
of views, and the like; see Price & Neijens,
1997, for an exposition of possible quality criteria).
Electronic communication technologies give us unprecedented
ability to observe both the form and content of
exchanges among citizens in great detail. We would
be wise to exploit the opportunities.
Testing the particular values of discussion online.
Moving beyond general questions about the value
of discussion and disagreement, we have an array
of very interesting questions about whether online
communication in particular presents a useful venue
for productive political discussion or deliberation.
Web-based discussion has been faulted for a variety
of drawbacks and limitations, including restricted
public access; brevity; superficiality; strong tendencies
toward selective exposure and opinion polarization;
restricted (text-based) modality; and social masking,
which can contribute to uncivil rather than dignified
exchanges. Concerns about lack of representativeness
owing to social-structural biases in access to and
use of the Internet, often termed the “digital divide,”
animated many early debates; and although patterns
of rapid diffusion have mitigated some of the early
gaps in use – for example, gender gaps – these concerns
persist (Dickard, 2002). Others point to more fundamental
problems. Researchers of computer-mediated communication
have often characterized it as an impersonal medium
that de-individuates participants, rendering it
poorly suited to developing relationships and getting
to know others (Kiesler, Siegel & McGuire, 1984;
Rice, 1993; Lea & Spears, 1992; Postmes, Spears
& Lea, 1998). Fishkin (2000) has argued that
Internet discussions are far too superficial to
sustain sound political deliberation. Putnam (2000)
also remains skeptical of the Internet’s capacities
for regenerating social capital, in part because
“computer-mediated communication networks tend to
be sparse and unbounded,” encouraging “easy-in,
easy out” and “drive-by” relationships rather than
the dense networks of closer acquaintance promoted
by face-to-face contact (p. 177). Some studies suggest
that use of the Internet may result in reduced social
involvement and may even interfere with psychological
well-being (Kraut et al., 1998).
However, several of these same features might prove
upon further analysis to be advantageous: Social
masking, for instance, can contribute to more egalitarian
encounters, with reduced patterns of individual
dominance and increased contributions by low-status
participants (Rice, 1993). Written exchanges might
force a degree of rationality and reciprocity on
exchanges, which otherwise might be rambling. Comparisons
of face-to-face and computer-mediated discussions
show, for instance, that the latter produce more
questions, greater self-disclosure, more intimate
and direct questions, and fewer peripheral exchanges
(Tidwell and Walther, 2002). Certainly the Internet
permits communication over great distance and great
flexibilities with respect to time management. Perhaps
most critically for democratic discourse, computer-mediated
exchanges might facilitate the airing of diverse
viewpoints and disagreements, which can be both
unusual and quite uncomfortable in face-to-face
settings.
My own studies of online discussion have offered
some evidence supporting basic claims of deliberative
theorists, for example that discussion expands citizens’
repertoires of arguments on various sides of public
issues and thus improves the thoughtfulness of mass
opinion. In a year-long panel study, we tracked
60 experimental groups through a series of 9 online
discussions of the 2000 presidential campaign (see
Price & Cappella, 2002). Our research suggests
that online discussions can indeed produce reasonable,
argument-based converstations that are not polarizing
and that lead, in the aggregate, to serious reconsideration
of initial popular inclinations on some issues.
Analysis of transcripts indicates that the citizen
discussions, while not especially sophisticated
in policy terms, were nonetheless quite substantive
(with about 40 percent of statements containing
what our trained coders identified as arguments).
The data also support the hypothesis that discussion
fosters engagement. Post-project engagement in community
groups, self-reported voting, and general social
trust were all significantly and positively predicted
by the number of online discussions attended, controlling
for initial, baseline community participation and
propensity to attend (Price, Goldthwaite, &
Cappella, 2002). Importantly, these effects were
generated by experimental assignment to discussion
conditions. Such assignment boosts confidence in
the causal conclusions one might draw; still, the
demonstration of effects retains an “in principle”
character. Broader, system-wide effects, as we will
discuss below, are by no means certain.
Experimenting with alternative discussion formats
and communication systems. As micro-level research
addresses the sort of theoretical issues raised
above, knowledge should accumulate that can be put
to use in designing, and experimenting with in rigorous
empirical fashion, different technical features
of online discussion – systems for moderation, variations
in group composition, synchronicity of interaction,
use of group decision tools – that stand to influence
the effectiveness of discussions. In other domains,
most notably decision-making research in business
settings, controlled laboratory experiments, case
studies, and field experiments have attempted to
gauge the effectiveness of group communication technologies
(or GCTs, including Group Decision Support Systems,
Group Support Systems and general groupware; see
Scott, 1999). Reviews of the research literature
have indicated that GTCs have a complex relationship
to decision quality, relative to face-to-face group
deliberation. Some studies show an advantage to
GCTs, some to face-to-face deliberation, and some
no difference between the two (Scott, 1999; McGrath
& Hollingshead, 1994). Research on satisfaction
with process and outcomes (Scott, 1999) shows results
similar to that on decision-effectiveness, with
GCTs sometimes enhancing and sometimes inhibiting
satisfaction in contrast to face-to-face groups.
It appears that various GCTs are more appropriate
to certain classes of tasks than others, and also
more appropriate to some audiences than others.
A useful micro-level agenda of research in the political
domain would be to generate theory-based and empirically
tested group discussion designs and tools that ordinary
citizens find helpful in grappling with public issues.
There are good reasons to be skeptical of group
discussion aids that provide too much information,
for example, or which are too technologically sophisticated.
These could intimidate participants, be ignored,
or found distracting, especially when users are
from a general population (as compared with university
students or business practitioners, the usual samples
in group decision-making studies). Consequently,
it would be unwise to import directly for political
applications research conclusions developed in other
decision-making settings. More useful would be a
marriage of basic and applied research in political
discussion that not only seeks to understand how
discussion typically works, but also how it might
work better.
Macro-Level Issues
Mico-level inquiries can provide a clearer sense
of whether citizen discussion aids in the formation
of public opinion, as so commonly hypothesized,
and a better appreciation for the unique qualities
of online political discussion. A fuller program
of applied research aimed at improving the utility
of citizen discussions online would give new empirical
life to normative theory. But as we carry this work
forward, we should not lose sight of larger, systemic
questions. How might new communication technologies
affect elite/mass relations, if at all? If citizens
do indeed become more talkative, more engaged, more
knowledgeable, will they necessarily become any
more influential? Put simply, while we seek better
understand political discussion, this represents
only part of what we need to know to grasp political
discourse. How does all this discussion “add up”?
Appraising the role of public discussion as an input
to decision making. Collective political action
is complex, multifaceted, and unfolds over time.
Formal models of decision making adopted in the
past 30 years by decision analysts and students
of policy formation (e.g., Slovic et al., 1977,
Stokey & Zechauser, 1978) suggest that responses
to political problems unfold in least five main
phases: 1) the elicitation of values (what we desire),
2) the development of options (what we might do);
3) the estimation of consequences (what might happen
if we do this or that), 4) the evaluation of alternatives
(which option looks best) , and 5) the decision
itself. Large-scale, democratic choices and actions
are especially complicated due to the fact that
a large number of different individuals and groups
may be differently involved in different parts of
the decision- making process. Another complication
is that, in practice, these various phases do not
necessarily unfold as stages, in linear fashion.
As numerous critics of rational decision-making
models have suggested, collective decision making
is a very ambiguous, politically-charged, and haphazard
affair (e.g., Edelman, 1995; Yankelovich, 1991).
Price and Niejens (1997) offered a schematic view
of democratic decision-making by crossing each phase
of decision making with each of the major groups
of participants: Political leaders, technical experts,
interest groups, news reporters and editors, members
of attentive publics (or issue publics), and members
of mass audiences (see below).
Schematic of Collective Decision-Making
(Price & Niejens, 1997, Figure 2)
The
matrix was devised to suggest a wide range of possible
collective decision-making processes. In each cell
of the matrix, one could identify a variety of potential
contributions from each group of participants at
different phases of the decision making process.
Comparisons across the vertical dimension of the
matrix capture the relative degree to which the
process is top-down or bottom-up in nature. On the
relative value of such vertical flows of influence,
democratic theory is of at least two minds. Some,
focusing on inadequacies of both the press and the
public in dealing with an increasingly complex environment,
favor limited popular influence. Lippmann (1922),
for instance, suggested a form of technocratic rule
that invested heavily in the capacities of political
leaders and technical experts to discern sensible
options and to organize public opinion for the press.
In line with this thinking, many models of democracy
(variously known as “elite pluralism,” or “liberal
rationalism”) often view direct popular engagement
in politics as being of dubious value. Democratic
power is thus best exercised indirectly, through
representative institutions where contending elites
can locate consensual courses of action in the public
interest (Schumpeter, 1942; Dahl, 1956; Sartori,
1962; Eckstein, 1966). Others hold a contrary view,
believing that ordinary citizens are quite capable
of playing a far greater role in governance, and
criticizing elite pluralism as fundamentally inadequate
in representing popular interests and concerns (e.g.,
Warren, 1992; Dryzek, 1990; Dryzek & Berejikian,
1993). Dewey (1927) argued, contra Lippmann, that
the central problem of modern democracy was not
public incompetence, but rather insufficient means
of public communication and political participation.
In this vein, models of “direct,” “participatory,”
or “deliberative” democracy (Pateman, 1970; Macpherson,
1977; Barber, 1984; Mathews, 1994) locate a great
deal of desirable activity in the lower cells of
the matrix, aiming to involve ordinary citizens
in as active a fashion as possible, across all phases
of the collective decision-making process.
Situated somewhere between these opposing views
are a variety of representative models (see Held,
1987) which place burdens for much of the developmental
work – the elicitation of values, development of
options, and estimation of consequences – on political
leaders, technical experts, and organized interest
groups, who are then required during the evaluation
phase to refer their favored options to the citizenry
for final decision. In many such models, smaller
“issue publics” are seen as representing popular
concerns and interests. The activities described
in each cell of the figure above correspond roughly
to such a model. As Price and Neijens (1997) point
out, different participants act as "role players,"
entering and exiting the democratic decision-making
process with differentiated functions. Mass audiences
typically enter the process only at the evaluation
phase, when they follow active debate over a limited
number of options advocated elites and offer opinions
as to which they prefer. Attentive publics follow
elite activities more diligently and may provide
some limited input, when invited, into the directions
pursued by elected officials and interest-group
leaders (Almond, 1950). Empirical estimates in the
United States would place this group at perhaps
20% of the electorate, though its shape differs
from issue to issue (e.g., Devine, 1970; Neuman
1986). Members of the press serve as critical conduits
for information and opinion exchange between elites,
attentive publics, and their much larger mass audiences
(Price, 1992).
How will the Internet affect communication flows?
A key value of viewing the process in these componential
terms is that it helps to isolate particular ways
in which the Internet might alter political processes,
by focusing on which players might adopt new or
modified roles at which phases of the decision-making
process. In other words, it helps us gain appreciation
for the very different kinds of reforms one might
have in mind when advocating “digital government”
or “e-democracy.” Some relatively modest, though
still consequential effects of the Internet might
include improvements in journalism, such as better
monitoring by reporters and editors of elite behavior;
new, web-based means by which attentive publics
and mass audiences might follow political developments;
or new electronic tools (such as comparative political
websites) helping mass audiences evaluate candidates
and policy proposals. The Internet may prove particularly
effective as a tool for interest groups in promoting
their views, seeking input from members though more
targeted appeals than heretofore possible, and more
effectively activating their popular constituencies
to apply pressure on elites to respect group interests
(Bimber, 1998). Technical experts and elites may
find computer-mediated communication particularly
useful for conferences, and elites might deploy
websites as means of gathering input from constituents.
Many such “effects” of the Internet are essentially
technical refinements of existing communication
functions, permitting increases in speed and scale
and perhaps efficiency, without more fundamentally
altering the process. We can think of these effects
as “extensive” rather than “transformational,” in
the sense that they consist of doing differently
what is already done within the system, without
necessarily transforming the roles or influences
of any particular players.
There is, however, no clear line to be drawn between
extension and transformation. As studies of television
have illustrated, technologies can give powerful
new expression to existing cultural forms, to the
point that they appear revolutionary (e.g., Williams,
1975). Transformational changes need not be radical
in nature to be substantial in effect. As established
elite players in politics make use of Web-based
technologies for managing vertical information flows,
there may well be some large-scale, systemic adjustments
of no small importance (e.g., possible growth and
influence of single-issue organizations; Bimber,
1998).
Will the Internet lead to more participatory politics?
The hope of more than a few participatory reformers
is that the Internet will prove transformational
in a “grass roots” manner, that the ranks of attentive
publics will swell as members of mass audiences
become more active in following news, discussing
issues, and more invested in insuring that their
interests are being addressed. A critical distinction
between attentive publics and much larger mass audiences
is that members of the former characteristically
talk about issues, while members of the latter merely
contribute low levels of attention at times when
the system is most heavily engaged in information
distribution (e.g., in the “hot” phase of elections).
To the extent that either a) the size, or b) the
demographic and ideological composition of attentive
publics changes, then the system might become more
accountable to public preferences. If, for example,
types of citizens now less likely to be engaged
and informed (e.g., youth, women, minorities, etc.,
see Delli-Carpini & Keeter, 1992) increase proportionally
within attentive publics, then this might well be
viewed as a democratizing influence, even in the
absence of overall growth in levels of participation
systemwide. On the other hand, if we witness a simple
migration of currently attentive audiences from
conventional to new media, or a supplementation
of conventional media use with Web-based sources
among those who are already political “inside-dopesters,”
then effects will be in the order of extension rather
than transformation. It is too soon to render empirically
informed judgments on this matter, and more work
needs to be done. While the bulk of research to
date indicates political “business as usual” on
the Web, some studies suggest that online political
discussion may attract some participants who heretofore
have remained reticent (e.g., Stromer-Galley, 2002).
Other transformational changes might result from
deployment of new communication technologies in
conjunction with other, broader institutional changes.
Participatory theorists have called upon policy
science to abandon its overdependence upon expertise,
in favor of including lay citizens in technical
policy deliberations (Fischer, 1990, 1993; deLeon,
1995). For example, Renn and colleagues (1984, 1993)
advocate the “planning cell” technique, developed
by German urban planner Peter Dienel (1978), to
inform energy policies. In this program, citizens
are selected at random and engaged in intensive,
collaborative, face-to-face planning sessions with
other citizens. Fishkin’s (1991, 1995) “deliberative
poll” is similar in many respects, although it favors
a single large convention of citizens over the small
discussion groups used in planning cells. These
reforms bypass large-scale activation of the public
in favor of an intense education and debate program
carried out with a small subset of the public assembled
using probability sampling. Even while the public
as a whole might fail to live up to its deliberative
potential, this scientifically selected body can
stand in for that public, issuing, in essence, opinions
that the public would issue were it fully informed
and fully engaged. Eschewing reform of the real
but poor soil conditions in which public opinion
normally takes root, the deliberative poll seeks
to create a hydroponic garden in which a fully representative
body of deliberating citizens can arrive at superior
judgments.
The success of such deliberative exercises is presently
difficult to determine, but studies suggest that
citizens do learn from their deliberations and sometimes
arrive at positions that would not have been indicated
by conventional means such as public opinion polls
(see Price & Neijens, 1997, for a review). Whether
or not they will be accepted as legitimate means
of elite/public consultation, with the sort of broad
social acceptance now accorded general-population
opinion polls, is open to question. The prospects
at the moment appear somewhat doubtful. One major
obstacle to wide acceptance of such programs is
the generally prohibitive cost of hosting representative,
face-to-face deliberations (single weekend programs
can cost millions of dollars owing to travel and
hosting expenses, for instance). Should Web-based
communication permit substantially less costly programs
and empirical research document its superior value
in comparison to conventional polling technologies,
then such programs of representative citizen deliberation
might be added to the present array of vertical
communication systems.
Methodological Issues
Being clear about quality. Debating the influence
of the Internet is a game anyone can play; but answering
questions about whether new communication technologies
will improve democratic discourse requires that
we make careful quality judgments. What exactly
do we mean by high-or low-quality discourse? What
do we mean when we argue that discourse can be made
better, or worse?
Assessing quality in collective decision making
is quite challenging. As Price and Neijens (1997)
note, the "total" quality of the process
depicted above depends upon the quality of each
phase: One is unlikely to make a sound choice without
having properly elicited the collective goals or
values to be maximized (first phase) or without
having developed a full range of options (second
phase), or without having properly examined consequences
(third phase), and so on. It is possible, however,
that one might find the process of collective decision
making quite good, and at the same time find the
outcome of public judgment to have been, in retrospect,
a mistake. Some decision theorists have argued judging
the quality of outcomes is thus problematic (Rohrmann,
1986; Edwards et al., 1984). One can also apply
quality considerations at both the individual level
(e.g., How well do people understand the options?
Do they evaluate them rationally? Do they hold views
that are in their best interests?) as well as at
the collective level (e.g., How completely has a
society examined its options? How rationally is
the collective choice determined? Is the choice
in the collective interest?). It is possible for
public opinion in its collective form, for example
as an aggregation of individual opinions, might
be rational, stable, and a sound input to policy
making, even if individual opinions tend to be far
less rational and stable (Page & Shapiro, 1992).
Price and Niejens (1997) catalogue over 20 different
quality criteria that have been suggested in the
literature for judging processes, at either the
individual or collective level, leading to the formation
of public opinion. These include the extent of information
sought, the extent of discussion and debate, freedom
from censorship, control, or social pressure, reciprocity,
airing of diverse viewpoints, and efficiency. Two
related but not identical concerns are that participation
in the process be widespread and that participants
be representative of the affected population. Perhaps
most important, the process must also be perceived
as legitimate by participants, not only by members
of the mass who must live with the consequences
of collective choices, but also by elites who are
charged to act on behalf of the whole. As Price
and Neijens point out, there are some inherent contradictions
embedded in democratic theory – for instance, a
valorization of discussion on the one hand, and
fear of untoward social pressure on the other –
and a large degree of ambiguity surrounds the application
of criteria to different phases or different participants
in the decision-making process. One might well imagine
application of very different quality criteria to
different participants. High standards of care and
deliberation might be far more applicable to political
leaders and technical experts than to members of
attentive publics or mass audiences, as critiques
of the "omni-competent citizen" suggest
(Lippman, 1922).
Empirical research cannot verify normative claims
for the value of any particular process per se.
Yet it can examine whether use of a given technology
(e.g., online discussion) is related to other valued
qualities (e.g., the airing of diverse viewpoints).
It can also profitably examine, as noted above,
particular empirical claims advanced in democratic
theories (e.g., that discussion and disagreement
lead to appreciation of opposing points of view
and stimulate further civic engagement). Any such
research, however, will demand a careful translation
of often vaguely stated quality criteria into reliable
and valid empirical indicators (see, e.g., Cappella,
Price and Nir, 2001, on the use of “argument repertoire”
as one individual-level quality criterion). It will
also require attention to the full range of relevant
processes and behaviors. While we can certainly
make good use of some commonly gathered data (e.g.,
self-reported voting), these will likely prove of
limited utility in assessing many of the more interesting
claims arising in debates over the role of the Internet
in shaping democratic discourse. We will need more
variegated and theoretically relevant measures.
Taking lessons from past research. Finally, there
is much to learn about research on the Internet
from prior research on newspapers, radio, and especially
television. Technological changes in communication
practice do not arrive, as it were, from the outside;
rather, they emerge from within of a complex pre-existing
system of cultural and political understandings,
institutional arrangements and behavioral practices.
The effects of television are still debated, even
though we have lived with it close to half a century
and have produced thousands of studies on its role
in social, political, and cultural life. We should
probably not expect a much clearer picture of the
effects of the Internet to emerge, though certainly
we should do all we can to increase the odds of
that happening. In closing, I will cite just a few
lessons I think especially pertinent.
First, it took some time, probably too long, to
produce research that respected television’s multifaceted
nature and parsed its many varied uses among many
different audiences. Initial attempts to gain some
sense of whether TV viewing contributed to aggressive
behavior, for example, gave only grainy, poor resolution
pictures of the situation. Many survey studies found
no strong relationships, even while laboratory studies
suggested at least the possibility of rather dramatic
effects. It soon became clear that “hours of TV
viewing” – the most common survey indicator – was
simply too gross to serve well in studies of aggression.
Present survey measures of Internet use are if anything
comparatively grosser than those used in the early
years of television research, given that Internet
use is certainly much, much more variable in kind
and differentiated across audience members than
was television in the 1960s. Use of the Internet
– even discussion on the Internet, to say nothing
of political discussion on the Internet – is far
from a uniform experience. Better differentiated
measures of use, in experimental, field-experimental,
and survey studies, should be a high priority.
Second, we have learned that many consequential
effects of television, including those on aggressive
behavior, are quite modest in size and highly conditional
on other personal and environmental factors (see,
e.g., Huesmann, Moise, and Podolski, 1997 for a
recent review). Failures to find over-arching relationships
can often mask significant influences on some but
not all users, or effects operating in different
directions among subgroups. Interdependencies within
multiple systems of behavior make the identification
of “effects” quite problematic. Children can learn
novel aggressive behaviors from television, for
example, but fail to perform them owing to other
social, institutional or cultural restraints (e.g.,
Bandura, 1986). Subsequent changes in these systemic
restraints, however, might eventually reveal the
hidden influences of television. Similarly, countervailing
influences and effects of the Internet, as it becomes
a feature of American life, will be difficult to
apprehend. If citizens do undergo a personal “civic
transformation” as a function of Web-based deliberation,
they may not necessarily find institutional avenues
for expression of the new values they have acquired.
Conversely, communication technologies might permit
and encourage elites to increase consultation of
ordinary citizens; but if those citizens are unable
or unwilling to avail themselves of these opportunities,
we may not see much by way of the hoped-for participatory
expansion.
Finally, despite pervasive tendencies to greet new
communication technologies with the language of
“revolution,” many consequential effects are not
only subtle and complex but also rather long in
gestation. On the face of things, the scale of social
change appears breathtaking: Both TV in the late
1950s and the Internet now present truly dramatic
profiles in rapid diffusion. Expansions in Internet
access and time spent online can be swift, however,
while effects – at least some of the more profound
effects – may be glacial. Consider, for example,
Putnam’s claims about incremental, generational
declines in social capital as a function of socialization
with television (Putnam, 2000) or Gerbner’s claims
about television’s role in cultivating mainstream
attitudes (Gerbner et al., 1994). Empirical observation
of such long-term changes requires comparable data
over time. On this count, fortunately, researchers
stand in much better position today than they did
confronting television in the 1960s. Newer computer-mediated
forms of communication have been developed in tandem
with powerful storage and retrieval technologies,
giving us unprecedented access to novel forms of
archival data. Unlike television, which had unusually
ephemeral qualities, the Internet leaves tracks
seemingly everywhere. Still, efforts must be made
to retain and organize these data in ways that will
extend their utility in research. And, although
I have argued above for investment in highly differentiated
measures of Internet use, we would be wise at the
same time to gather standardized measures, at regular
intervals, from comparable samples (as argued by
DiMaggio, Hargittai, Neuman, & Robinson, 2001).
With the benefit of hindsight, we may in the future
view the impact of new communication technologies
on democratic discourse in ways unforeseen today.
One hopes we will have then the sort of data required
for charting those changes, whether they be avalanches
or imperceptible glacial movements, with some precision.
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