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Financial Market Regulation Concentration

The Career You Want. The Skills You Need.

The concentration in Financial Market Regulation is an interdisciplinary program of coursework preparing students for careers in regulation and supervision of the financial markets. It educates students in four areas:

  • the business of financial markets and how regulations affect business;
  • the laws of financial market regulation;
  • public policy of financial market regulation; and
  • technology of information management and data analysis
    essential to modern regulation and supervision.

Study Under Distinguished Faculty Experts

David McCaffrey Theresa Pardo Robert Purtell
David McCaffrey Theresa Pardo Robert Purtell

Specialty in Financial Market Regulation Courses

  • Fundamentals of Securities Law (PAD 535)
  • Regulation of Securities Markets (PAD 536)
  • Broker-Dealer Accounting, Auditing, and Regulation (PAD537)
  • Municipal Debt Finance (PAD 647)
  • Building a Case for IT Investments in the Public Sector (PAD 650)

Recent Job & Internship Placements in Financial Market Regulation