Advisory Council

An Advisory Council of professionals in financial services, law, and regulation oversees the Institute for Financial Market Regulation. The Council members work with the University at Albany and Albany Law School to design course offerings, internship experiences, and other career services.

Timothy Barker
Managing Director
BNY Mellon Wealth Management

Brandon Becker
Executive Vice President and Chief Legal Officer
TIAA-CREF

Paula A. Bosco
Director
New Mountain Capital, LLC

Emil Bove
Associate
Sullivan and Comwell, LLP

Donald Boyce
Examiner, Financial Industry Regulatory Authority
President, IFMR Alumni Network

Peter Bulger
Chief Operating Officer and Chief Compliance Officer
C.L. King and Associates, Inc.

Keiki-Michael Cabanos
Senior Vice President and General Counsel
Westwood Capital

Gerard S. Citera
Counsel
Davis Polk & Wardwell

Charles Fritts
Senior Director Federal Government Relations
Bio/Biotechnology Industry Organization

Frederic L. Greenbaum
Executive Director and Chief Operating Officer
Americas Compliance, UBS AG

Howard J. Kaplan
Arkin Kaplan Rice LLP
Partner

Frank Jazzo
Co-Managing Member
Fletcher, Heald & Hildreth

Richard G. Ketchum
Chairman and Chief Executive Officer
Financial Industry Regulatory Authority

Michael J. Lacek
Associate General Counsel
MetLife

Neil S. Lang
Partner
Sutherland

Herbert A. Lurie
Chairman (retired) of the Global Financial Institutions Group
Merrill Lynch & Co. Inc.

John F. Malitzis
Executive Vice President, Market Regulation
Financial Industry Regulatory Authority

Cathy M. Mattax
Senior Vice President for Regulatory Policy and Programs|
Financial Industry Regulatory Authority

Jeffrey A. Mishkin
Partner
Skadden, Arps, Slate, Meagher & Flom LLP

Richard H. Neiman
Vice Chairman, Global Regulatory Practice 
PricewaterhouseCoopers LLP

Marisa Sotomayor
Associate
Weil, Gotshal & Manges LLP

Thomas A. Sporkin
Chief, Office of Market Intelligence, Division of Enforcement
United States Securities and Exchange Commission

Michael Stone
Adjunct Professor of Law and Senior Fellow of The Samuel and Ronnie Heyman Center on Corporate Governance
Benjamin N. Cardozo School of Law

Grace B. Vogel
Executive Vice President, Member Regulation
Financial Industry Regulatory Authority

Richard C. Wesley
Judge
United States Court of Appeals for the Second Circuit

Lewis S. Wiener
Partner
Sutherland

Stephen P. Younger
Partner
Patterson Belknap Webb & Tyler LLP