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DOCUMENTARY FILMMAKING: HISTORY AND THEORY
http://www.albany.edu/faculty/gz580/docfilmshistory
Course Syllabus and On-Line Resource Links
Fall 2007
HISTORY 390/405 [8260]
Prof. Gerald Zahavi
Dept. of History, University at Albany-SUNY
Classroom: LE G-24 (History Digital Classroom 4 - Science Library)
Course Schedule: Wed. 1:15-3:55
Office: Ten Broeck 202 [please note that the History Department
will be moving in November and my office will move to the ground floor
of the Social Science building; stayed tuned for more details]
Phone: 518-442-4780
Office Hrs: T, W 10:00-12:00
and by appointment
E-mail: gz580@albany.edu
COURSE INTRODUCTION:
This course will
introduce students to the history and theory of documentary cinema.
We will review and analyze – through extensive readings and viewings
– the evolution of the documentary film genre and the varieties
of approaches adopted by non-fiction filmmakers engaged in producing
films focusing on diverse political, economic, cultural, social, and
historical subjects. We will systematically unravel the various elements
and the techniques that contribute to the creation of informative, moving,
and powerful documentary films. We'll look at the modes or styles that
have evolved in the course of the genre's development: expository, observational,
interactive, reflective, and assorted hybrid modes. We'll also explore
a number of other important areas that are central in documentary filmmaking,
including ethical and legal questions and the importance of deep and
thorough research.
This course will provide students with a solid historical
and theoretical foundation in documentary filmmaking and prepare them
for a variety of production courses offered on campus.
ACADEMIC INTEGRITY:
The following statement of policy
is required by the University at Albany: It is assumed that your
intellectual labor is your own. If there is any evidence of academic
dishonesty, including plagiarism, the minimum penalty will be an automatic
failing grade for that piece of work. Plagiarism is taking (which includes
purchasing) the words and ideas of another and passing them off as one’s
own work. If another person’s work is quoted directly in a formal paper,
this must be indicated with quotation marks and a citation. Paraphrased
or borrowed ideas are to be identified by proper citations.
GRADING:
Grades will be based on:
* class attendance, preparation, and participation (20%).
* on-line BLS (Blackboard Learning System) discussion list
participation (40%). You will be expected to contribute well-thought
out and reading-centered postings -- as well as responses to specific
questions which I will periodically post -- on our class BLS site.
You will also be expected to respond to other student's postings and
help maintain discussion threads on various topics. Sometimes you
will be leading discussion threads; at other times you will be responding
to your fellow students' comments.The discussion "threads"
are organized by the weekly topics outlined in the course schedule
below. The idea here is for students to both initiate discussion
threads and respond to other's postings on issues introduced
in class and in the readings. Make sure to USE THE SUBJECT LINE to
clearly summarize the contents of your comments as well as the contents
of your response! As you can see, a large percentage of your final
grade is determined by your participation in these discussions. I
will grade these discussions, but I will not be a major participant
in them -- though I many occasionally serve as a catalyst, suggesting
some issues that you need to cover in response to the readings, and
then I will step back. Three times during the semester, I will give
each of you feedback on the quality and quantity of your contributions.
You are responsible for maintaining the quality of the discussion
threads you lead. Every posting to a discussion should add something
substantive to that discussion. Also, to repeate myself, every posting
must have a subject line that communicates the essential point of
your posting. I will have more to say about this in class.
* Final project (40%): a documentary film treatment (15-20
pages) utilizing a particular mode of documentary production.
The treatment should include: 1) a thorough and well documented (and
footnoted!) discussion and justification of the mode you choose to
use, including a survey of films and fiilmmakers whose approach has
inspired your choice; 2) a comprehensive bibliography --
both primary and secondary sources -- which includes films, archival
film/audio sources, articles, books, and archival document collections
relevant to your project; 3) a detailed discussion of central scenes/segments
of your intended documentary film. I will distitbute and talk about
several examples of film treatments in class so you will have a sense
of what is expected of you.
READINGS:
- Required Readings (these are our core texts; they
will be extensively supplemented by readings and resources on electronic
and library reserve). Some changes may be made in reading assignments
in the course of the semester. These will be announced well in
advance and will generally take the form of substitutions or
reductions in readings, and occasional additions to the "Recommended
readings/media" lists.
- Jack C. Ellis and Betsy A. McLane, A New History of Documentary
Film (Continuum, 2005).
- Bill Nichols, Introduction to Documentary (Indiana
University Press, 2001).
- Liz Stubbs, Documentary Filmmakers Speak (Allworth
Press, 2002).
- Misc. journal articles, chapters, essays and media -- most will
be made available on closed access in the class' Blackboard Learning
System site: https://bls.its.albany.edu].
You will need to use your student user id and password to access
the readings and media on that site. All readings on that site
are identified with "[BLS]."
~ ~ ~
Class 1 (Wednesday, Aug. 29): Introduction
to the Course and to Documentary Filmmaking Class
2 (Wednesday, Sept. 5): Definitions, Theory, and Early
History
Required Readings:
- Jack C. Ellis and Betsy A. McLane, A New History of Documentary
Film (Continuum, 2005), preface, pp. 1-11.
- John Corner, The Art of Record (Manchester and New York:
Manchester UP, 1996), 9-30 ("Documentary Theory"). [BLS].
- Bill Nichols, Introduction to Documentary (Indiana University
Press, 1991), xi-xviii, 1-138.
Recommended Reading/Viewing:
(Wednesday, Sept. 12) : No
Class Class 3 (Wednesday, Sept.
19): The Work of Edward S. Curtis and Robert Flaherty
and the Ethnographic Foundations of American Documentary Filmmaking
Required Readings:
Ellis and McLane, A New History of Documentary Film,
pp. 12-26.
William Rothman, "The Filmmaker as Hunter: Robert Flaherty's
Nanook of the North," in Barry Keith Grant and Jeannette Sloniowski,
eds., Documenting the Documentary: Close Readings of Documentary
Film and Video (Detroit, 1998). [BLS].
Lewis Jacobs, ed., The Documentary Tradition, 2nd edition
(New York, 1979): 12-28. [BLS].
Robert Flaherty, "How I Filmed 'Nanook of the North,'" World's
Work (October 1922): 632-640. http://astro.temple.edu/~ruby/wava/Flaherty/filmed.html.
Deane Williams on Flaherty (from Sense of Cinema, an online
journal devoted to the serious and eclectic discussion of cinema): http://www.sensesofcinema.com/contents/directors/02/flaherty.html
Link to Robert Flaherty-related Web sites: http://astro.temple.edu/~ruby/wava/Flaherty/
Edward S. Curtis' The North American Indian. http://memory.loc.gov/ammem/award98/ienhtml/curthome.html.
Recommended Reading/Viewings:
- Paul Rotha, Robert J. Flaherty: A Biography (Philadelphia:
University of Pennsylvania Press, 1983). Web version: http://astro.temple.edu/~ruby/wava/Flaherty/title.html.
- Mick Gidley, Edward S. Curtis and the North American Indian
(Cambridge University Press, 1998).
- Barbara A. Davis, Edward S. Curtis: The Life and Times of
a Shadow Catcher (San Francisco, 1985).
- Laurie Lawlor, Shadow Catcher: The Life and Work of Edward
S. Curtis (New York, 1994).
- Nanook of the North. 1922. A film by Robert Flaherty.
- Moana. 1926. A film by Robert Flaherty. [Selections to
be shown in class]
- The Shadow Catcher: Edward S. Curtis and the North American
Indians. 1993. A film by T.C. McLuhan. [Selections to be shown
in class].
- In the land of the war canoes: Kwakiutl Indian life
on the Northwest Coast. 1914. A film by Edward S. Curtis. [Selections
to be shown in class].
Class 4 (Wednesday, Sept. 26): The
Soviet and European Documentary Movements of the 1920s and early
1930s: Experiments in Montage, Compilation, Abstractionism, Surrealism,
and Impressionism
Required Readings:
Ellis and McLane, A New History of Documentary Film,
pp. 27-56.
Annette Michelson, ed., Kino-Eye: The Writings of Dziga
Vertov (Univ. of California Press, 1984), Read the introduction,
pp. 6-21 & pp. 40-50 (skip the rest). [BLS].
Selections from Lewis Jacobs, ed., The Documentary Tradition
[pp. 29-42 and 53-63]. [BLS].
Seth Feldman, "'Peace between Man and Machine': Dziga Vertov's
The Man with a Movie Camera," in Barry Keith Grant and
Jeannette Sloniowski, eds., Documenting the Documentary: Close
Readings of Documentary Film and Video (Detroit, 1998). [BLS].
Jonathan Dawson on Vertov (from Sense of Cinema, an online
journal devoted to the serious and eclectic discussion of cinema):
http://www.sensesofcinema.com/contents/directors/03/vertov.html
Mark Daniel, "The man with the movie camera. Speed of vision,
speed of truth?": http://www.25hrs.org/vertov.htm.
Graham Roberts, Forward Soviet!: History and Non-fiction Film
in the USSR (St. Martin's Press, 1999), ch.3 ("Esfir Shub
and the Great Way Forward"). [Available on class BLS site: http://bls.its.albany.edu]
Recommended Readings/Films:
- Land Without Bread. 1932. Luis Bunuel. [Selections to
be viewed in class].
- The Bridge. 1928. Joris Ivens. [Selections viewed in
class].
- Rain. 1929. Joris Ivens [Selections viewed in class].
- Rien que les heurs [Nothing But the Hours]. 1926. Alberto
Cavalcanti. [Selections to be viewed in class].
- Berlin: Symphony of a Great City. 1927. Joris Ivens.
[Selections to be viewed in class].
- The Fall of the Romanov Dynasty. 1927. Esfir Shub. [Selections
to be viewed in class].
- The Man with the Movie Camera. 1929. Dziga Vertov. [Selections
viewed in class].
- Web sites on Sergei Eisenstein: (1) Dan Shaw
on Eisenstein (from Sense of Cinema, an online journal
devoted to the serious and eclectic discussion of cinema): http://www.sensesofcinema.com/contents/directors/04/eisenstein.html
(2) Greg Severson on Eisenstein: http://www.carleton.edu/curricular/MEDA/classes/media110/Severson/eisenste.htm.
Class 5 (Wednesday, Oct. 3):
Social Documentary and the Anglo-American Documentary
Movements of the 1930s
Required Readings:
- Ellis and McLane, A New History of Documentary Film,
pp. 57-104.
- David Davidson, "Depression America and the Rise of the Social
Documentary Film." Chicago Review 34.1 (Summer 1983):
69-88. [BLS]
- Kevin Macdonal and Mark Cousins, Imagining Reality: The Faber
Book of Documentary (London: Faber and Faber, 1996), chapter
5 [pp. 93-125].
- Selections from Lewis Jacobs, ed., The Documentary Tradition,
pp. 64-65; 101-115; 123-125. [BLS].
- John Corner, “Coalface and Housing Problems (1935)”
in The Art of Record (Manchester and New York: Manchester
UP, 1996), 56-71. [BLS]
Recommended Readings/Films:
- Charlie Keil, “‘American Documentary Finds Its Voice:
Persuasion and Expression in The Plow that Broke the Plains
and The City.” Documenting the Documentary: Close
Readings of Documentary Film and Video, ed. Barry Keith Grant
and Jeanette Sloniowski, (Detroit, Michigan: Wayne State, 1998),
119-135. [BLS]
- Brian Winston, “The Tradition of the Victim in the Griersonian
Documentary” New Challenges for Documentary, ed.
Alan Rosenthal (Berkeley and Los Angeles: University of California
Press, 1988), 269-287. [BLS]
- Web site on John Grierson: Biography from the British Film Insititute'
Screenonline Web site (www.screenonline.org):
http://www.screenonline.org.uk/people/id/454202/
- Web site on Basil Wright: Biography from the British Film Insititute'
Screenonline Web site (www.screenonline.org):
http://www.screenonline.org.uk/people/id/454662/.
- Web site on Harry Watt: Biography from the British Film Insititute'
Screenonline Web site (www.screenonline.org):
http://www.screenonline.org.uk/people/id/548238/.
- Peter C. Rollins, "Ideology and Film Rhetoric: Three Documentaries
of the New Deal Era (1936-1941)," in Peter C. Rollins, ed.,
Hollywood as Historian: American Film in a Cultural Context
( Lexington, Ky.: University Press of Kentucky, 1983), 32-48.
[BLS]
- Robert E. Elson, "Timer Marches on the Screen," in Richard
Meran Barsam, ed. Nonfiction Film Theory and Criticism (New
York, 1976).
- Depression Era Documentaries: "A New Frontier for Documentaries":
http://xroads.virginia.edu/~MA01/Huffman/Frontier/frontier.html.
- Ian Aitken, The Documentary Film Movement (Edinburgh:
Edinburgh UP, 1998), 1-68.
- Drifters (John Grierson, 1929)
- Housing Problems (Arthur Elton and Edgar Anstey, 1935)
- William Stott, Documentary Expression and Thirties America
(Chicago: University of Chicago Press, 1986), 18-45. [BLS]
- Robert L. Snyder, “The Plow that Broke the Plains”
(21-49) and “The River” (50-78) in Pare Lorentz
and the Documentary Film (Reno and Las Vegas: University of
Nevada Press, 1994. [BLS]
- Carl R. Plantinga, “Exemplars and Expression” Rhetoric
and Representation in Nonfiction Film (Cambridge: Cambridge
University Press, 1997), 26-39.
- Sound track/script for Pare Lorentz's The
River.
- Film sound track script for The Plow that Broke the Plains:
http://newdeal.feri.org/nchs/doc01.htm
- Night
Mail by W. H. Auden. This poem was written for the film
Night Mail.
- National Film Preservation Foundation ~ film preservation basics:
http://www.filmpreservation.org/]
A great resource on film preservation.
- The Plow that Broke the Plains (1936)
- The River (1937)
- The City (1939)
- Screenoline Web site on Man of Aran: http://www.screenonline.org.uk/film/id/480287/
Class 6 (Wednesday, Oct. 10):
European Documentary Filmmaking in the 1930s
Required Readings:
- Kevin Macdonal and Mark Cousins, Imagining Reality: The Faber
Book of Documentary (London: Faber and Faber, 1996), pp. 126-140.
[BLS]
- Richard M. Barsam, "Leni Riefenstahl: Artifice and Truth
in a World Apart," in Barsam, Nonfiction Film Theory and
Criticism (New York, 1976), pp. 250-262. [BLS]
- William Rothman, Documentary Film Classics (New York,
1997), pp. 21-38 (Chapter 2, "Land Without Bread"). [BLS]
- Selections from Lewis Jacobs, ed., The Documentary Tradition.
[pp. 136-147] [BLS].
- Frank P. Tomasulo, “The Mass Psychology of Fascist Cinema,” in
Documenting the Documentary: Close Readings of Documentary Film
and Video, ed. Barry Keith Grant and Jeanette Sloniowski, (Detroit,
Michigan: Wayne State, 1998), 99-118. [BLS]
Recommended
Readings:
- David B. Hinton, “The Nuremberg Trilogy,” The Films of Leni
Riefenstahl (Lanham,Maryland: Scarecrow, 2000), 19-46. [BLS]
- Manohla Daris, “Leni Riefenstahl, Art, and Propaganda,” in Kevin
Macdonald and Mark Cousins, eds., Imagining Reality (Boston
and London: Faber and Faber, 1996), 129-135. [BLS]
- Richard M. Barsam, Non-Fiction Film: A Critical History
(Indiana University Press, 1992), 112-133. [BLS]
Class 7 (Wednesday, Oct. 17): Documenting
War: World War II
Required Readings:
Ellis and McLane, A New History of Documentary Film,
pp. 105-147.
Selections from Lewis Jacobs, ed., The Documentary Tradition.
[BLS].
Recommended Readings/Viewings:
Frank Capra, Why We Fight series.
Richard Dyer MacCann, "World War II: Armed Forces Documentary,"
in Richard M. Barsam, ed., Nonfiction Film Theory and Criticism
(New York, 1976), 136-157.
H. Forsyth Hardy, "British Documentaries in the War,"
in Richard M. Barsam, ed., Nonfiction Film Theory and Criticism
(New York, 1976), 167-172.
Lindsey Anderson, "Only Connect: Some Aspects of the Work
of Humphrey Jennings," in Richard M. Barsam, ed., Nonfiction
Film Theory and Criticism (New York, 1976), 263-270.
Kevin Macdonal and Mark Cousins, Imagining Reality: The Faber
Book of Documentary (London: Faber and Faber, 1996), pp. 141-150.
Misc. U.S. and British government films produced during WWII --
see http://www.archives.org
Ken Burns, The War (2007)
Class 8 (Wednesday, Oct. 24): The
Post-WWII Era and the Emergence of Television Documentaries
Required Readings:
- Ellis and McLane, A New History of Documentary Film,
pp.148-207.
- Selections from Lewis Jacobs, ed., The Documentary Tradition.
[BLS].
- Keith Beattie, “The Evening Report: Television Documentary
Journalism,” Documentary Screens: Non-Fiction Film and
Television (New York: Palgrave, 2004): 161-181. [BLS]
- Thomas Rosteck, “McCarthyism, the Red Scare, and the Television
Industry” (11-24) and “Argument and the News Documentary:
‘A Report on Senator Joseph R. McCarthy’” (112-141),
See It Now Confronts McCarthyism: Television Documentary and
the Politics of Representation (Tuscaloosa: The University
of Alabama Press, 1994). [BLS]
- Richard J. Schaefer, “Reconsidering Harvest of Shame:
The Limitations of a Broadcast Journalism Landmark,” Journalism
History 19.4 (1994). [BLS]
Recommended Readings/Viewings:
Michael Curtin, “Television News Comes of Age” (120-151)
and “Documentaries of the Home Front” (152-176), Redeeming
the Wasteland: Television Documentary and Cold War Politics (New
Brunswick, NJ: Rutgers UP, 1995.
Class 9 (Wednesday, Oct. 31): Direct
Cinema and Cinema Verite
Required Readings:
- Ellis and McLane, A New History of Documentary Film,
pp. 208-226.
- Liz Stubbs, Documentary Filmmakers Speak (New York, 2002),
pp. 3-67.
- M. Ali Issari and Doris A. Paul, What is Cinema Verite
(Metuchen, NJ: Scarecrow, 1979): pp. 3-31 & 67-104.[BLS]
- Carolyn Anderson and Thomas Benson, “Direct Cinema and the
Myth of Informed Consent: The Case of Titicut Follies,”
in Larry Gross, John Stuart Katz, and Jay Ruby, eds., Image
Ethics: The Moral Rights of Subjects in Photographs, Film, and Television
(New York: Oxford UP, 1988), 58-90. [BLS]
Recommended Readings/Films:
- Jean Rouch, Cine-Ethnography, Ed. and trans. Steven Feld
(Minneapolis: Minnesota UP, 2003), selections; 29-46; 229-265; 275-329.
- Barry Keith Grant, “Ethnography in the First Person: Frederick
Wiseman’s Titicut Follies,” in Barry Keith
Grant and Jeanette Sloniowski, eds., Documenting the Documentary:
Close Readings of Documentary Film and Video, ed. (Detroit,
1998), 238-253.
- Erik Barnouw, “Guerilla” (262-293), Documentary:
A History of Nonfiction Film (New York: Oxford UP, 1993).
- Jeanne Lynn Hall, “Realism as a Style in Cinema Verite:
A Critical Analysis of Primary,” Cinema Journal
30(4): 24-50.
- Stella Bruzzi, “The President and the Image: Kennedy, Nixon,
Clinton” New Documentary: A Critical Introduction
(New York: Routledge, 2000), 127-152.
- Stephen Mamber, “Direct Cinema and the Crisis Structure,”
Cinema Verite in America: Studies in Uncontrolled Documentary
(Cambridge, Massachusetts: MIT, 1974): 115-140.
- Carolyn Anderson and Thomas Benson, Documentary Dilemmas:
Frederick Wiseman’s Titicut Follies (Carbondale and Edwardsville:
Southern Illinois University Press, 1991).
- D. A. Pennebaker, Don't Look Back (1966); The War
Room (1993).
- Albert and David Maysles, Saleman (1969).
- Robert Drew, et al., Primary (1960).
- Frederick Wiseman, Titicut Follies (1967)
- Jean Rouch, Chronicle of a Summer (1961) [See, as well,
some of Rouch's West African and French ethnographic films, such
as Jaguar, The Lion Hunters, and Cocorico,
Monsieur Poulet]
- Shawn J. Parry-Giles and Trevor Parry Giles, “Meta-Imaging,
The War Room, and the Hypperreality of U.S. Politics,”
Journal of Communication 49:1 (1999): 28-45.
Class 10 (Wednesday, Nov. 7): Documenting
Protest / Protesting with Documentary
Required Readings:
- Ellis and McLane, A New History of Documentary Film,
pp. 227-292.
- Bill Nichols, “How Have Documentaries Addressed Social
and Political Issues?” Introduction to Documentary
(Bloomington and Indianapolis: Indiana UP, 2001), 139-167.
- Liiz Stubbs, Documentary Filmmakers Speak, 109-125; 209-220.
Recommended Readings/Viewings:
Michael Moore, Farenheit 9/11 (2004); Sicko (2007);
Bowling for Columbine (2002); Roger and Me (1989).
Barbara Kopple, Harlan County, USA (1976)
Peter Davis, Hearts and Minds (1974)
Tony Grajeda, "The winning and losing of hearts and minds: Vietnam,
Iraq, and the Claims of the war documentary," Jump Cut: A Review
of Contemporary Media 49 (Spring 2007). [BLS]
Labor documentaries: http://www.lib.berkeley.edu/MRC/LaborVid.html
Tom Zaniello. Working Stiffs, Union Maids, Reds, and Riffraff:
An Expanded Guide to Films About Labor. By Ithaca, NY, ILR Press,
2003.
Emile De Antonio, Point of Order (1963); In the Year
of the Pig (1968).
"George Stoney, Documentary Filmmaking, and the Uprising of '34."
Interview with George Stoney, by Gerald Zahavi, September 23, 2004.
Part 1: Real
Media. MP3.
Time: 30:04; Part 2: Real
Media. MP3.
Time: 18:40. Originally aired on Talking
History. The interview focuses on Stoney's various projects,
including field work under Howard University's Ralph Bunch for Gunnar
Myrdal's An American Dilemma: The Negro Problem and Modern Democracy,
and ollaborations on over 50 films, including the historical documentary,
"The Uprising of '34." Stoney has taught filmmaking at NYU for more
than three decades.
Class 11 (Wednesday, Nov. 14): Documenting
Self, Community, and Society
Required Readings:
Ellis and McLane, A New History of Documentary Film,
pp. 293-325.
Liz Stubbs, Documentary Filmmakers Speak, 93-108; 127-207.
Jim Lane, “The Convergence of Autobiography and Documentary”
in The Autobiographical Documentary in America (Madison: The
University of Wisconsin Press, 2002), 11-32. [BLS]
Scott MacDonald, “Southern Exposure: An Interview with Ross
McElwee,” Film Quarterly 41.4 (Summer, 1988), 13-23.
[BLS]
Recommended Readings/Viewingses:
Jim Lane, The Autobiographical Documentary in America (Univ.
of Wisconsin Press, 2002).
Ross McElwee, Sherman's March (1986).
Alan Berliner, Nobody's Business (1996).
Judith Helfand, A Healthy Baby Girl (1997).
Tom Joslin and Peter Friedman, Silverlake Life: The View from
Here (2003)
(Wednesday, Nov. 21): NO CLASS
Class 12 (Wednesday, Nov. 28): History
and Documentary
Required Readings:
Liz Stubbs, Documentary Filmmakers Speak, 69-91.
Vivien Ellen Rose, Julie Corle, "A Trademark Approach to the Past: Ken Burns, the Historical Profession, and Assessing Popular Presentations of the Past," The Public Historian 25:3 (Summer 2003): 49-59. [BLS]
Recommended Readings/Viewings:
Ken Burns, The Shakers (1984), Huey Long (1985),
Congress (1988), Thomas Hart Benton (1988), The Civil
War (1990), Baseball (1994), The West (1996),
Lewis & Clark (1997), , Thomas Jefferson (1997),
Frank Lloyd Wright (1998), Not for Ourselves Alone: Elizabeth
Cady Stanton and Susan B. Anthony (1999), Jazz (2001),
Mark Twain (2001), The Way (2007).
Errol Morris, The Fog of War (2002), Dr. Death: The Rise
and Fall of Fred E. Leuchter, Jr. (1999).
Class 13 (Wednesday, Dec. 5): Presentations
and Discussions of Film Treatment Drafts
December 12: FINAL PROJECT
DUE.
I'll be in my office all day to receive your final
projects.
~ End ~
Documentary Filmmaking: History and
Theory ~
Course Syllabus
Copyright © 2007 by Prof. Gerald Zahavi

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