Advisory Council

An Advisory Council of professionals in financial services, law, and regulation oversees the Center for Financial Market Regulation. The Council members work with the University at Albany and Albany Law School to design course offerings, internship experiences, and other career services.

Partners:

• New York Stock Exchange (NYSE)
• Financial Industry Regulatory Authority (FINRA)
• Compliance and Legal Division of the Securities Industry and Financial Markets Association
• University at Albany
• Albany Law School

Members of the Advisory Council

• Timothy Barker, Senior Managing Director, First Republic Bank
• Paula A. Bosco, Director, New Mountain Capital, LLC
• Emil Bove, Law Clerk, U.S. District Court, Southern District of New York
• Peter Bulger, Chief Operating Officer and Chief Compliance Officer, C.L. King and Associates, Inc.
• David Buzen, Chief Financial Officer, Churchill Financial
• Keiki-Michael Cabanos, Senior Vice President and General Counsel, Westwood Capital
• Gerard S. Citera, Counsel, Davis Polk & Wardwell
• Andrew Druch, General Counsel, Americas, Rabobank
• Charles Fritts, Vice President, Government Relations, American Gas Association
• Paul M. Gottlieb, Executive Director, Cleary, Gottlieb, Steen & Hamilton LLP
• Frederic L. Greenbaum, Executive Director and Chief Operating Officer, Americas Compliance, UBS AG
• Frank Jazzo, Partner, Fletcher, Heald & Hildreth
• Richard G. Ketchum, Chairman and Chief Executive Officer, Financial Industry Regulatory Authority
• Michael J. Lacek, Associate General Counsel, MetLife
• Neil S. Lang, Partner, Sutherland
• Herbert A. Lurie, Chairman (retired) of the Global Financial Institutions Group, Merrill Lynch & Co. Inc.
• John F. Malitzis, Executive Vice President, Market Surveillance, NYSE Regulation
• Cathy M. Mattax, Senior Vice President for Regulatory Policy and Programs, Financial Industry Regulatory Authority
• Jeffrey A. Mishkin, Partner, Skadden, Arps, Slate, Meagher & Flom LLP
• Richard H. Neiman, Superintendent of Banks, New York State Banking Department
• Marisa Sotomayor, Associate, White & Case LLP
• Michael Stone, Adjunct Professor of Law and Senior Fellow of The Samuel and Ronnie Heyman Center on Corporate Governance, Benjamin N. Cardozo School of Law
• Grace B. Vogel, Executive Vice President, Member Regulation, Financial Industry Regulatory Authority
• Lewis S. Wiener, Partner, Sutherland
• Stephen P. Younger, Partner, Patterson Belknap Webb & Tyler LLP

Inquiries and information: cfmr@albany.edu
Please send questions or comments about this site to: erma@albany.edu