Advisory Council

An Advisory Council of professionals in financial services, law, and regulation oversees the Program in Financial Market Regulation. The Council members work with the University at Albany and Albany Law School to design course offerings, internship experiences, and other career services.

Partners:

• New York Stock Exchange (NYSE)
• Financial Industry Regulatory Authority (FINRA)
• Compliance and Legal Division of the Securities Industry and Financial Markets Association
• The School of Business
• College of Computing & Information
• Rockefeller College of Public Affairs & Policy
• The Albany Law School

Members of the Advisory Council (June 2008)

• Timothy Barker, Senior Managing Director, First Republic Bank
• Emil Bove, Student, Georgetown Law School
• Peter Bulger, Chief Operating Officer and Chief Compliance Officer, C.L. King and Associates, Inc.
• David Buzen, Chief Financial Officer, Churchill Financial
• Keiki-Michael Cabanos, Senior Vice President and General Counsel, Westwood Capital
• Gerard S. Citera, Counsel, Davis Polk & Wardwell
• Andrew Druch, General Counsel, Americas, Rabobank
• Charles Fritts, Vice President, Government Relations, American Gas Association
• Paul M. Gottlieb, Executive Director, Cleary, Gottlieb, Steen & Hamilton LLP
• Frederic L. Greenbaum, Executive Director and Chief Operating Officer, Americas Compliance, UBS AG
• Frank Jazzo, Partner, Fletcher, Heald & Hildreth
• Richard G. Ketchum, Chief Executive Officer, NYSE Regulation & Chairman, Financial Industry Regulatory Authority
• Neil S. Lang, Partner, Sutherland
• Herbert A. Lurie, Chairman (retired) of the Global Financial Institutions Group, Merrill Lynch & Co. Inc.
• John F. Malitzis, Executive Vice President, Market Surveillance, NYSE Regulation
• Cathy M. Mattax, Senior Vice President for Regulatory Policy and Programs, Financial Industry Regulatory Authority
• Jeffrey A. Mishkin, Partner, Skadden, Arps, Slate, Meagher & Flom LLP
• Richard H. Neiman, Superintendent of Banks, New York State Banking Department
• Marisa Sotomayor, Associate, White & Case LLP
• Michael Stone, Adjunct Professor of Law and Senior Fellow of The Samuel and Ronnie Heyman Center on Corporate Governance, Benjamin N. Cardozo School of Law
• Grace B. Vogel, Executive Vice President, Member Regulation, Financial Industry Regulatory Authority
• Elisse B. Walter, Senior Executive Vice President for Regulatory Policy and Programs, Financial Industry Regulatory Authority
• Lewis S. Wiener, Partner, Sutherland
• Stephen P. Younger, Partner, Patterson Belknap Webb & Tyler LLP

Please send questions or comments about this site to:
erma@albany.edu